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tastytrade regulation

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Gyula L.
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Tamás D.
Updated
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Is tastytrade regulated as of February 2024?

Finding reliable information on the regulation of a broker can be time-consuming or even difficult at times.

We have done the legwork for you and our brokerage experts have determined that tastytrade is a fully regulated broker.
tastytrade regulatory profile: key points
Gyula
Gyula Lencsés, CFA
Master of Broker Brilliance | Forex • Derivatives • Market Analysis

I have personally tested dozens of global brokers and as a brokerage expert I am familiar with the regulatory and licensing procedures of at least a dozen financial authorities globally:

  • tastytrade has top-tier regulation.
  • Top-tier regulation significantly enhances the safety of a given broker.
  • Browse other top-tier regulated brokers with our unique Find My Broker tool.
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tastytrade has top-tier regulation

Making sure that your broker has rock solid regulation is the first step in the broker selection process for any responsible trader and investor. So, the question arises:

Is tastytrade regulated?

Yes, it's regulated by the US Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA) and the National Futures Association.

tastytrade has the following regulation (country of clients - regulatory body):

  • USA - Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA), National Futures Association
  • Australia - Australian Securities and Investments Commission (ASIC)

Top-tier regulation significantly enhances the safety of any given broker

Being supervised by a top-tier regulator lends a considerable boost to the safety profile of any given broker.

These regulators apply the strictest requirements and standards that brokers overseen by them must adhere to. As the client of a broker with top-tier regulation, you will have important safeguards in place with respect to the fairness of pricing and trading conditions that your broker provides.

If your broker is regulated by multiple authorities, you should try to sign up with the entity that has top-tier regulation. This will most likely mean that you will have access to investor protection as most of these regulators operate in countries where such schemes are available.

If you're uncertain about your broker's regulatory entity, reach out to their customer support team.

Browse other top-tier regulated brokers with our unique FInd My Broker tool

The BrokerChooser team has personally tested and reviewed more than 100 brokers globally, all of which have top-tier regulation. We opened accounts with real money at each, conducted actual trades on their platforms, checked their safety, fees and customer service, among other things.

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Further reading

Author of this article

Gyula Lencsés, CFA
Gyula Lencsés, CFA

Gyula is a former analyst expert and Head of Content at BrokerChooser. With over a decade in finance, he led content creation at BrokerChooser and personally evaluated some of our 100+ listed brokers. He opened real-money accounts, executed transactions, and engaged with customer services, offering firsthand assessments. Prior to BrokerChooser, he managed mutual funds in wealth management, trading stocks, ETFs, bonds, commodities, forex, and derivatives. His goal: simplify the hunt for top brokers in a dynamic investment landscape.

Everything you find on BrokerChooser is based on reliable data and unbiased information. We combine our 10+ years finance experience with readers feedback. Read more about our methodology.

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