RBC Direct Investing regulation

Finding reliable information on the regulation of a broker can be time-consuming or even difficult at times.

We have done the legwork for you and our brokerage experts have determined that RBC Direct Investing is a fully regulated broker.

RBC Direct Investing regulatory profile: key points

[Broker name] regulatory profile: key points

Oskar Golebiowski

Oskar is a former Canadian broker expert for BrokerChooser. Oskar's goal is to bring transparency to investors in the Canadian stock brokerage market. With a bachelor’s degree in finance and over 3 years of business experience, Oskar has tested many different investing platforms in the past. His aim is to provide unbiased and honest reviews of the best tools available to Canadian investors.

Learn about our methodology

Oskar Golebiowski

I have personally tested dozens of global brokers and as a brokerage expert I am familiar with the regulatory and licensing procedures of at least a dozen financial authorities globally:

• RBC Direct Investing has top-tier regulation.
• Top-tier regulation significantly enhances the safety of a given broker.
• Browse other top-tier regulated brokers with our unique Find My Broker tool.

Making sure that your broker has rock solid regulation is the first step in the broker selection process for any responsible trader and investor. So, the question arises:

Is RBC Direct Investing regulated?

Yes, it is regulated by the Canadian Investment Regulatory Organization (CIRO) and is a member of the Canadian Investor Protection Fund (CIPF).

RBC Direct Investing has the following regulation (country of clients - regulatory body):

• Canada - Canadian Investment Regulatory Organization (CIRO)

Being supervised by a top-tier regulator lends a considerable boost to the safety profile of any given broker.

These regulators apply the strictest requirements and standards that brokers overseen by them must adhere to. As the client of a broker with top-tier regulation, you will have important safeguards in place with respect to the fairness of pricing and trading conditions that your broker provides.

If your broker is regulated by multiple authorities, you should try to sign up with the entity that has top-tier regulation. This will most likely mean that you will have access to investor protection as most of these regulators operate in countries where such schemes are available.

If you're uncertain about your broker's regulatory entity, reach out to their customer support team.

The BrokerChooser team has personally tested and reviewed more than 100 brokers globally, all of which have top-tier regulation. We opened accounts with real money at each, conducted actual trades on their platforms, checked their safety, fees and customer service, among other things.

All our experience and expertise is included in the Find My Broker tool. Simply answer a few questions and get a personalized broker list.