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moomoo regulation

Your expert
Krisztián G.
Fact checked by
Tamás D.
Updated
1w ago
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Is moomoo regulated as of February 2024?

Finding reliable information on the regulation of a broker can be time-consuming or even difficult at times.

We have done the legwork for you and our brokerage experts have determined that moomoo is a fully regulated broker.
moomoo regulatory profile: key points
Krisztián
Krisztián Gátonyi
Method-man | Forex • Market Analysis • Algo Trading

I have personally tested dozens of global brokers and as a brokerage expert I am familiar with the regulatory and licensing procedures of at least a dozen financial authorities globally:

  • moomoo has top-tier regulation.
  • Top-tier regulation significantly enhances the safety of a given broker.
  • Browse other top-tier regulated brokers with our unique Find My Broker tool.
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moomoo has top-tier regulation

Making sure that your broker has rock solid regulation is the first step in the broker selection process for any responsible trader and investor. So, the question arises:

Is moomoo regulated?

Yes, it is regulated by the US Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). In Singapore, it is regulated by the Monetary Authority of Singapore (MAS).

moomoo operates in several countries and is supervised by the following financial authorities (country of clients - regulatory body):

  • USA - Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA)
  • Singapore - Monetary Authority of Singapore (MAS)
  • Australia - Australian Securities and Investments Commission (ASIC)
  • Canada - Canadian Investment Regulatory Organization (CIRO)
  • Malaysia - Securities Commission Malaysia (SC)
  • Japan - The Financial Services Agency (FSA)

Top-tier regulation significantly enhances the safety of any given broker

Being supervised by a top-tier regulator lends a considerable boost to the safety profile of any given broker.

These regulators apply the strictest requirements and standards that brokers overseen by them must adhere to. As the client of a broker with top-tier regulation, you will have important safeguards in place with respect to the fairness of pricing and trading conditions that your broker provides.

If your broker is regulated by multiple authorities, you should try to sign up with the entity that has top-tier regulation. This will most likely mean that you will have access to investor protection as most of these regulators operate in countries where such schemes are available.

If you're uncertain about your broker's regulatory entity, reach out to their customer support team.

Browse other top-tier regulated brokers with our unique FInd My Broker tool

The BrokerChooser team has personally tested and reviewed more than 100 brokers globally, all of which have top-tier regulation. We opened accounts with real money at each, conducted actual trades on their platforms, checked their safety, fees and customer service, among other things.

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Author of this article

Krisztián Gátonyi

Method-Man | Forex • Market Analysis • Stock Market

I have 15 years of experience in proprietary trading, mainly in the interbank currency market as a foreign exchange risk manager. I'm actively involved in reviewing the 100+ brokers listed on our site. I personally open accounts with real money, execute trades, test customer services. I hold an MSc in International Business from the University of Middlesex. My purpose is to help people find the best investment provider.

Everything you find on BrokerChooser is based on reliable data and unbiased information. We combine our 10+ years finance experience with readers feedback. Read more about our methodology.

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